contestada

Under the Securities Act of 1933, signatures will be obtained by which of the following persons involved in an underwriting?

I. Chief Executive Officer of the issuer
II. Chief Financial Officer of the issuer
III. Accountants of the issuer
IV. Lawyers of the issuer

a. I and II
b. III and IV
c. I, II, III
d. I, II, III, IV

Respuesta :

Answer: d. . I, II, III, IV

Explanation:

The Securities Act of 1933 was put in place in order to ensure that the investors get adequate information regarding the securities that are being sold to the public and to also prevent fraud and deceit.

Under the Securities Act of 1933, signatures will be obtained by the Chief Executive Officer of the issuer, Chief Financial Officer of the issuer, the accountants of the issuer and the lawyers of the issuer.